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Episode 45: Digital Asset Manager SEC Settlement
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Вміст надано Dave Rothschild. Весь вміст подкастів, включаючи епізоди, графіку та описи подкастів, завантажується та надається безпосередньо компанією Dave Rothschild або його партнером по платформі подкастів. Якщо ви вважаєте, що хтось використовує ваш захищений авторським правом твір без вашого дозволу, ви можете виконати процедуру, описану тут https://uk.player.fm/legal.
The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!
The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.
Key Points From This Episode:
- What violations did the SEC allege Galois Capital committed?
- What does a settlement mean?
- Why so much secrecy?
- Shout out to Laura Shin.
- A few rays of sunshine.
Disclaimer:
This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/
Links Mentioned in Today’s Episode:
Galois Settlement - https://www.sec.gov/files/litigation/admin/2024/ia-6670.pdf
Unchained podcast - https://open.spotify.com/episode/0WLRqpxdDNHcZgygf3MwJv
Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/
Cole-Frieman & Mallon LLP - https://colefrieman.com/
Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg
For any questions or comments, email: tow@colefrieman.com
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