Un pódcast que ofrece análisis y actualizaciones sobre las normativas más recientes que afectan a diversas industrias. Nuestro objetivo es mantener a profesionales y empresas informados sobre los cambios regulatorios que impactan sus operaciones y estrategias. Únase a nosotros semanalmente para mantenerse al día con el dinámico panorama regulatorio.
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Are you struggling to understand the many components of regulatory filing for health plans? Regulatory Joe demystifies these complexities with clarity and insight for everyone from seasoned managers to new professionals in the industry. Subscribe to stay up to date with the ever-evolving landscape of new guidelines for health plans.
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With a depth of experience across all regulated sectors, the Maples Group Regulatory and Financial Services team is positioned to address client needs and sensitivities. We have the largest dedicated Cayman Islands Regulatory and Financial Services team in the jurisdiction. Our 15/15 Regulatory Update podcasts are released on the 15th of each month. The podcasts cover the latest Cayman Islands regulatory developments in the past month and include our partners, of counsel and associates as sp ...
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Regulatory Ramblings
Reg/Tech Lab - HKU-SCF FinTech Academy - Asia Global Institute - HKU-edX Professional Certificate in FinTech
Welcome to Regulatory Ramblings, a new podcast from a team at The University of Hong Kong on the intersection of all things pertaining to finance, technology, law and regulation. Hosted by The Reg/Tech Lab, HKU-Standard Chartered FinTech Academy, Asia Global Institute and the HKU-edX Professional Certificate in FinTech, with support from the HKU Faculty of Law. Join us as we hear from luminaries across multiple fields and professions as they share their candid thoughts in a stress-free envir ...
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Welcome to the CM Murray LLP podcast channel where we discuss a wide range of topical issues in relation to partnership and employment law. CM Murray LLP is a leading partnership, employment and regulatory law firm based in London. We advise US and UK law firms and partners, hedge fund and investment management partners, US and other multi-national employers, senior executives and founders on a range of UK partnership and employment law issues.
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Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC
Credit Union Exam Solutions Inc.
This podcast provides you the ability to listen to new regulatory guidance issued by the National Credit Union Administration, and occasionally the F D I C, the O C C, the F F I E C, or the C F P B. We will focus on new and material agency guidance, and historically important and still active guidance from past years that NCUA cites in examinations or conversations. This podcast is educational only and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated. We also ...
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New podcast weblog“AI Revolution in Healthcare: A Regulatory Perspective with Dr. Nirdosh Jagota” is your gateway to understanding the intersection of artificial intelligence and healthcare regulation. Hosted by Dr. Nirdosh Jagota—a seasoned expert with over 30 years in the biotech and pharmaceutical sectors—this podcast explores how AI is reshaping every aspect of healthcare, from drug discovery to patient care, and the regulatory frameworks that support this transformation. In each episode ...
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Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy, exam and enforcement issues affecting funds and the asset management industry. Each episode will feature leading attorneys with deep knowledge o ...
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Practice Across The Pond - Episode 3: Navigating Transatlantic Structures in Professional Services
18:48
We are delighted to share the next episode of Practice Across the Pond, where we discuss the regulatory and ethical approaches taken to various matters from both a UK (England and Wales) and US (New York) perspective. In this episode, CM Murray LLP Partners Corinne Staves and Zulon Begum and Devika Kewalramani, Partner and General Counsel at Fisher…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ https://ncua.gov/regulation-supervision/letters-credit-unions-other-guidance/evaluating-third-party-relationships-0 Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCUA insiders with decades of experience, ready to guide you to suc…
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Yo aquí invitandote a que nos acompañes y te aventures con nosotros a escuchar, leer, conocer y compartir parte de nuestra trabajo en RegAlytics®. #cyberseguridad #digitaltransformation #fintech #AI #financialservices y mucho más. Todo lo que necesitas saber sobre las alertas regulatorias del mundo están aquí!…
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Updates on Beneficial Ownership, Virtual Asset Service Providers, CIMA and Financial Reporting Authority
13:05
In this episode, we discuss: Beneficial Ownership Update Virtual Asset Service Providers (VASP) Update Cayman Islands Monetary Authority (CIMA) Update Financial Reporting Authority (FRA) Update Regulatory Deadlines Reminder SPEAKERS: Patrick Head | Partner | +1 345 814 5377 | patrick.head@maples.com | View Bio Jennifer Parsons, Professional Support…
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SBM-FPs Explained: What Health Plans Need to Know What are state-based marketplaces operating on the federal platform (SBM-FPs), and why are they becoming a popular choice for states? In this episode, Joe Boyle breaks it all down. Learn the fundamentals of SBM-FPs, including how they operate, why states choose them, and the financial and operationa…
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In our first episode of 2025, with a brand-new format, Regulatory Ramblings highlights two critical developments shaping Asia’s financial and regulatory landscapes. In Episode 61, Hong Kong-based lawyer Ben Hammond unpacks the city’s upcoming Stablecoin Bill, a landmark regulation aimed at strengthening digital asset oversight while bolstering Hong…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s Authority to issue cease and desist orders as outlined in its enforcement manual. The following is an audio version of that portion of the manual. This podcast is educational and is not legal advice. We are sponsored by Cred…
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Domestic Violence and Sexual Harassment Related Investigations: Legal Perspectives from Canada and the UK
32:41
We are pleased to introduce a three-part podcast series focusing on investigations, where Emma Bartlett, Partner, and Gabrielle Lintott, Associate, at CM Murray LLP, are joined by special guest, Emily Kaufer, Senior Director of Human Rights and Harassment at Air Canada.In this first recording, Emma, Gabrielle and Emily discuss domestic violence and…
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Asi se nos va la segunda semana de Enero y yo aquí invitandote a que nos acompañes y te aventures con nosotros a escuchar, leer, conocer y compartir parte de nuestra trabajo en RegAlytics®. #cyberseguridad #digitaltransformation #fintech #AI #financialservices y mucho más. Todo lo que necesitas saber sobre las alertas regulatorias del mundo están a…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A's 2025 Supervisory Priorities. The following is an audio version of Letter to Credit Unions 25-CU-01. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose tea…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers A portion of The O C C's Semiannual risk perspective Special topic Increase fraud targeting the federal banking system. The following is an audio version of that topic. This podcast is educational and is not legal advice. We are spons…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ CFPB Finalizes Rule to Remove Medical Bills from Credit Reports Today, the Consumer Financial Protection Bureau announced a final rule that will remove approximately forty-nine billion dollars in medical bills from the credit reports of about fifteen million Americans. The C F P B's ac…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. Happy new Year! This episode covers N C U A Board’s Approval of a Non-Registered Investment Fund Pilot Program The following is an audio version of that press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union …
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The Disparate Fight Against Modern Slavery and Scam Farms
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Replay: Ep #59 with Matthew Friedman (The Mekong Club) Four decades fighting human trafficking and modern slavery – a diplomat reflects As a former US and United Nations diplomat, Matthew Friedman has been a true warrior on the frontlines against modern slavery and sex trafficking for over four decades. He is an international human trafficking expe…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA approved their budget for 2025 and 2025 at the December Board meeting. This is a recording of that item. Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCUA insiders with decades of experience, ready to guide you to success. …
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ https://www.linkedin.com/in/mark-treichel/ https://www.marktreichel.com/ Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCUA insiders with decades of experience, ready to guide you to success. Our team understands the intricacies …
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ A link to the action: https://files.consumerfinance.gov/f/documents/cfpb_Zelle-Complaint_2024-12.pdf Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCUA insiders with decades of experience, ready to guide you to success. Our team …
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The Evolution of Fintech: Asia, the US and the Implications for Inclusion
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Episode #60 with Theodora Lau, Unconventional Ventures Based in the US, Theodora Lau or Theo as she’s known, is Hong Kong born and bred and the founder of Unconventional Ventures. Her firm’s mission is developing and growing an ecosystem of financial institutions, corporations, startups, entrepreneurs, venture capitalists and accelerators to make b…
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Consumer Harm Stemming from Certain Overdraft and NSF Fee Practices - NCUA's Letter to Credit Unions 24-CU-03
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Reach Out to learn how we assist our clients with NCUA so they save time and money. https://www.linkedin.com/in/mark-treichel/ https://ncua.gov/regulation-supervision/letters-credit-unions-other-guidance/consumer-harm-stemming-certain-overdraft-and-non-sufficient-funds-fee-practices ht…
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CIMA FAQ, Corporate Governance, Thematic Review Report, Warning Notice on Phishing Emails. Virtual Bill, 2024. BOTA. SAR Consent Regime
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In this episode, we discuss: CIMA FAQ – Corporate Governance – Operator Meetings CIMA Thematic Review Report – Corporate Governance CIMA Warning Notice on Phishing Emails Virtual (Service Providers)(Amendment) Bill, 2024 SAR Consent Regime Beneficial Ownership Reminder Director Deregistration Reminder SPEAKERS: Chris Capewell, Partner | +1 345 814 …
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Reach out to learn how we assist our clients with NCUA so they save time and money. Set up a free call here: https://calendly.com/cuexamsolutions/talk-to-mark-about-any-exam-topic Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCU…
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In today’s episode of Regulatory Joe, we’re diving into the 2025 Rates and Benefits Information System (RBIS) updates, highlighting what health plans need to know to ensure accurate and compliant submissions. 📌 Key Takeaways: The new four-window CMS schedule and how to stay ahead of critical deadlines Updated URL submission criteria and best practi…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ This episodes is an audio version of the FDIC's training for board members on corporate governance. Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCUA insiders with …
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NCUA'S Simplification of Share Insurance Rules
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA Simplifies Share Insurance Rules for Trust Accounts Key Points: - NCUA is merging revocable and irrevocable trust categories into a single "trust accounts" category for share insurance purposes - New calculation method: Insured up to $250,000 x number of beneficiaries (max 5), cap…
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In this episode of AI Revolution in Healthcare: A Regulatory Perspective, Dr. Nirdosh Jagota explores the innovative concept of Predetermined Change Control Plans (PCCPs) for AI and machine learning-enabled medical devices. PCCPs offer a regulatory solution to the challenge of managing evolving AI systems that learn and adapt over time. Dr. Jagota …
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In this episode of AI Revolution in Healthcare: A Regulatory Perspective, Dr. Nirdosh Jagota explores how artificial intelligence is transforming pharmaceutical manufacturing, particularly in quality control. Titled "Quality Control and AI: Ensuring Safety in Drug Manufacturing," this episode delves into the intersection of AI and regulatory compli…
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In this episode of AI Revolution in Healthcare: A Regulatory Perspective, Dr. Nirdosh Jagota explores the transformative role of machine learning in medical imaging and its regulatory journey. He highlights a Swedish study where AI-assisted breast cancer screening improved detection rates by 4% compared to traditional methods. Dr. Jagota examines t…
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In this episode of AI Revolution in Healthcare: A Regulatory Perspective, Dr. Nirdosh Jagota dives into the transformative role of artificial intelligence in clinical trials and drug development. Titled "Artificial Intelligence in Clinical Trials: Transforming Drug Development," Dr. Jagota discusses how AI is addressing critical challenges in clini…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ # NCUA Chairman's Congressional Testimony: State of Credit Unions in 2024 ## Episode Overview A deep dive into NCUA Chairman Todd M. Harper's testimony before the House Financial Services Committee, covering the current state of the credit union system, key challenges, and regulatory i…
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In the very first episode of "AI Revolution in Healthcare: A Regulatory Perspective," Dr. Nirdosh Jagota takes listeners on a journey to explore how artificial intelligence is transforming healthcare and what it means for regulatory processes. In this episode, titled "The Dawn of AI in Healthcare: Understanding the Regulatory Landscape," Dr. Jagota…
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The AI-fication of Jobs
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Ep #58 with Huy Nguyen Trieu Huy Nguyen Trieu is the author of the new book The AI-fication of Jobs. He is the co-founder along with Ms. Tram Anh Nguyen of the London-headquartered Centre for Finance, Technology and Entrepreneurship (or CFTE). As a global FinTech knowledge platform, CFTE opened its Abu Dhabi office earlier this year, in addition to…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s Authority to Assess Civil Money Penalties as outlined in its Enforcement Manual. The following is an audio version of manual. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutio…
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DOUBLE EPISODE Updates on Beneficial Ownership, CIMA, DITC enforcement, FATF and Economic Substance | Important Year End Reminders
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In this month’s episode, a special double episode, Chris Capewell, Patrick Head, Michelle Bailey and Jennifer Parsons provide updates on Beneficial Ownership, Cayman Islands Monetary Authority (CIMA), Financial Action Task Force (FATF) and economic substance. They also discuss the Department for International Tax Cooperation (DITC) enforcement, ann…
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In today’s episode of Regulatory Joe, we’re taking listeners through the 2025 Actuarial Value (AV) calculator, a tool that ensures plans meet standards for each metallic tier. 📌 Key Takeaways: Consistent AV ranges for 2025 across all metallic tiers, with no major changes Early testing with the draft AV calculator to stay on track with compliance Be…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Episode Summary This episode covers the National Credit Union Administration's (NCUA) examiner guidance on Preliminary Warning Letters (PWLs) to credit unions, as outlined in the National Supervision Policy Manual. ## Key Points 1. Purpose of Preliminary Warning Letters (PWLs): - Issue…
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A Path to Financial Inclusion Through Technology
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Ep #57 with Eelee Lua, xcube Eelee Lua is chief of staff and a director at xcube.co – a Singapore-based corporate venture studio. A seasoned business leader in the technology space, specializing in risk mitigation and strategic partnerships. Having entered the risk and compliance field 13 years ago, having previously held roles at AsiaVerify and th…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s authority to Involuntarily Liquidate a Credit Union. The following is an audio version of N.C.U.A.’s Liquidation authorities. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutio…
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Cyber Security Briefing of the NCUA Board - October 2024
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Show Notes: NCUA Board Cybersecurity Briefing - October 2024 🎙️ With Flying Colors - A Credit Union Examination Podcast Hosted by Samantha Shares Sponsored by Credit Union Exam Solutions Inc. Episode Overview: Join us for a comprehensive breakdown of the NCUA's October 2024 cybersecuri…
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In this episode of Regulatory Joe, we break down the critical changes to Healthcare.gov that will reshape health plans in 2025. From streamlined enrollment to simplified plan selection, we dive into how these updates will impact issuers and plan operations in both federally facilitated and state-based marketplaces. 📌 Key Takeaways: How the election…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ 🎙️ Episode Summary Join us for an inside look at the NCUA's October 2024 board meeting, where we explore groundbreaking developments in new credit union charters and field of membership expansions. From innovative pilot programs to surging underserved area applications, discover how th…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ https://www.marktreichel.com/podcast https://www.linkedin.com/in/mark-treichel/ 2024 September NCUA Board Meeting: Simplified Share Insurance Rules This episode covers the NCUA's final rule on simplifying share insurance coverage, focusing on trust accounts and mortgage servicing accou…
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The Intersection of Financial Crime and Cryptocurrencies
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Ep #56 with Chengyi Ong (Chainalysis) Chengyi Ong leads public policy in the Asia-Pacific region for Chainalysis out of from the firm’s regional headquarters in Singapore. Drawing on Chainalysis’ blockchain data analytics platform, she works with public and private sector stakeholders to distil developments in digital asset markets, and their inter…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers The Defense Credit Union Council’s letter to N C U A’s Chairman Todd Harper regarding his support for imposing Community Reinvestment Act on credit unions. The following is an audio version of that advisory and the press release. This…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers the National Credit Union Administration’s Letter to credit unions 24 dash C U 2 Board of Director Engagement in Cybersecurity Oversight The following is an audio version of that letter. This podcast is educational and is not legal ad…
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers The American Bankers Association Trade group’s letter to N C U A Board Chairman Todd Harper on N C U A’s on the agencies improved transparency. This letter demonstrates the challenges of N C U A’s recent public comments that are negat…
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NCUA Board Briefing on the National Credit Union Share Insurance Fund September 2024 In Their Own Voice
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA Board Briefing on the National Credit Union Share Insurance Fund - September 2024 This episode covers NCUA's September 2024 Board Meeting Briefing on the National Credit Union Share Insurance Fund. Featured are the NCUA Board and staff in their own words and voices, discussing the…
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In this episode of Regulatory Joe, we break down the critical changes to Healthcare.gov that will reshape health plans in 2025. From streamlined enrollment to simplified plan selection, we dive into how these updates will impact issuers and plan operations in both federally facilitated and state-based marketplaces. 📌 Key Takeaways: Consistent user …
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Reflections from a former Singapore regulator on virtual assets
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Ep 55 with Angela Ang, Senior Policy Advisor, TRM Labs Angela Ang is the Senior Policy Advisor at TRM Labs, a global blockchain intelligence company, and a former regulator at the Monetary Authority of Singapore (MAS). Having spent over a decade at MAS, she held the role of Deputy Director in charge of licensing payments and crypto service provider…
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NCUA'S FAIR HIRING IN BANKING RULE AUDIO BOOK STYLE
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Title: NCUA's New Fair Hiring in Banking Rule Key Points: - The NCUA Board has issued a final rule to incorporate IRPS 19-1 and the Fair Hiring in Banking Act (FHBA) into its regulations. - The rule expands career opportunities for individuals to work and volunteer at insured credit un…
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